To, Kei Ming 杜基明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Cornerstone Asset Management Company Limited | Rep | Asset management | 2018-02-22 | 2018-07-12 | RO | Asset management | 2018-07-12 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2004-03-02 | Rep | Advising on futures contracts | 2004-03-04 | Rep | Asset management | 2004-03-04 | Rep | Dealing in futures contracts | 2005-09-23 | RO | Dealing in futures contracts | 2005-09-23 | 2012-01-07 |
| 3 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-03-04 | |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2012-01-07 | Rep | Leveraged foreign exchange trading | 2005-07-27 | 2006-10-31 | RO | Leveraged foreign exchange trading | 2006-10-31 | 2011-10-30 |
| 5 | Channel 8 Wealth Management Limited | Rep | Dealing in securities | 2012-12-19 | 2013-06-01 | RO | Dealing in securities | 2015-07-20 | 2017-07-31 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-07-25 | 2015-07-15 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-07-25 | 2015-07-15 |
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