Chan, Chun Ming (SFC:AJG526) 陳俊明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-14 | 2013-05-19 | Rep | Dealing in futures contracts | 2013-09-12 | 2016-08-31 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-14 | 2013-05-19 | Rep | Dealing in securities | 2013-09-12 | 2016-08-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-28 | 2004-10-26 | Rep | Dealing in futures contracts | 2007-05-18 | 2011-07-01 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-01-20 | 2004-10-26 | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2004-10-26 | Rep | Dealing in securities | 2007-05-18 | 2011-07-01 | Rep | Leveraged foreign exchange trading | 2007-05-18 | 2011-07-01 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-06-04 | 2013-08-31 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-04 | 2013-08-31 |
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