Chan, Ka Kei (SFC:ASQ012) 陳家驥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-11-07 | 2012-02-24 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-09 | 2012-02-24 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-21 | 2012-02-24 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-05-25 | 2010-10-08 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-26 | 2010-10-08 |
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