Chan, Kai Yan (SFC:ACI583) 陳啟仁

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL COMMODITIES LIMITED Rep Automated trading services 2003-12-10 2004-03-02
Rep Dealing in futures contracts 2003-12-10 2008-07-02
Rep Dealing in futures contracts 2009-09-02 2017-11-01
2 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2007-08-28 2008-07-02
Rep Dealing in securities 2009-09-02 2017-11-01
3 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2009-04-27 2009-08-28
4 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2009-04-27 2009-08-28
5 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Advising on futures contracts 2003-09-11
Rep Asset management 2003-09-11
Rep Dealing in futures contracts 2003-09-11

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