Chiu, Sze Lai 趙施麗

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2003-05-13 2015-12-16
Rep Automated trading services 2003-05-27 2004-03-02
2 CELESTIAL FINANCE LIMITED Rep Securities margin financing 2004-01-09
3 CELESTIAL SECURITIES LIMITED Rep Advising on corporate finance 2003-05-02
Rep Advising on securities 2003-05-02
Rep Asset management 2003-05-02
Rep Automated trading services 2004-02-19
Rep Dealing in securities 2015-12-16
4 CLSA LIMITED Rep Dealing in securities 2015-12-21

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