Chiu, Sze Lai 趙施麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-02 | |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Advising on securities | 2003-05-02 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Asset management | 2003-05-02 | |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2004-02-19 | CELESTIAL COMMODITIES LIMITED | Rep | 2003-05-27 | 2004-03-02 |
| 5 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2003-05-13 | 2015-12-16 |
| 6 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-16 | CLSA LIMITED | Rep | 2015-12-21 |
| 7 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-01-09 |
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