Choi, Sau Wai 蔡秀慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-28 | 2019-01-01 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-24 | 2019-01-01 |
| 3 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2019-01-14 | 2022-09-27 | Rep | Dealing in securities | 2019-01-14 | 2023-06-06 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-09-19 | Rep | Dealing in securities | 2023-09-19 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-03-03 | Rep | Advising on securities | 2004-03-03 | Rep | Asset management | 2004-03-03 | Rep | Dealing in securities | 2004-03-03 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-03-03 | Rep | Asset management | 2004-03-03 | Rep | Dealing in futures contracts | 2004-03-03 |
| 7 | WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-12 | 2006-04-01 |
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