Chow, Kin Yuen 周健源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-04-13 | 2020-04-30 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-10-01 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-01 | Rep | Advising on securities | 2003-10-01 | Rep | Asset management | 2003-10-01 | Rep | Automated trading services | 2003-10-01 | Rep | Dealing in securities | 2003-10-01 | Rep | Dealing in securities | 2006-06-13 | 2020-04-30 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-10-22 | 2005-06-01 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-05-15 | |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-05-15 |
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