Lai, Michael Tsz Wai 黎子偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-08-28 | 2003-10-17 | CITIC Securities Futures (HK) Limited | Rep | 2003-10-29 | 2005-12-10 | CELESTIAL COMMODITIES LIMITED | Rep | 2006-01-13 | 2009-09-09 | FULBRIGHT FUTURES LIMITED | Rep | 2009-09-16 | 2010-06-01 | CELESTIAL COMMODITIES LIMITED | Rep | 2010-06-09 | 2014-01-13 | STOCKWELL COMMODITIES LIMITED | Rep | 2014-01-20 | 2015-05-20 | RHB FUTURES HONG KONG LIMITED | Rep | 2015-06-01 | 2016-10-14 |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-08-28 | 2003-10-17 | CITIC Securities Brokerage (HK) Limited | Rep | 2003-10-29 | 2005-12-10 | CELESTIAL SECURITIES LIMITED | Rep | 2006-01-13 | 2009-09-09 | FULBRIGHT SECURITIES LIMITED | Rep | 2009-09-16 | 2010-06-01 | CELESTIAL SECURITIES LIMITED | Rep | 2010-06-09 | 2014-01-13 | STOCKWELL SECURITIES LIMITED | Rep | 2014-01-20 | 2015-05-20 | RHB SECURITIES HONG KONG LIMITED | Rep | 2015-06-01 | 2016-10-14 | Gary Cheng Securities Limited | Rep | 2016-10-25 | 2021-08-30 |
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