Lam, Ka Kin 林嘉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-09 | 2012-05-19 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-09 | 2012-05-19 | Rep | Leveraged foreign exchange trading | 2011-05-30 | 2011-10-30 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-06 | 2018-02-23 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-06 | 2018-02-23 |
| 5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-14 | 2018-09-09 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-03-14 | 2018-09-09 |
| 7 | Tiger Brokers (HK) Global Limited | Rep | Dealing in futures contracts | 2018-10-10 | 2019-10-09 | Rep | Dealing in securities | 2018-10-10 | 2022-11-03 | RO | Dealing in futures contracts | 2019-10-09 | 2023-07-31 | RO | Advising on futures contracts | 2022-08-24 | 2023-07-31 | RO | Dealing in securities | 2022-11-03 | 2023-07-31 |
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