Lau, Kar Yee (SFC:AAV467) 劉嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2004-03-02 | Rep | Advising on futures contracts | 2004-03-04 | Rep | Asset management | 2004-03-04 | Rep | Dealing in futures contracts | 2013-09-08 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-03-04 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2013-09-08 | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2011-10-30 |
| 4 | HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-25 | 2019-12-31 |
| 5 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-09-13 | 2019-12-31 |
| 6 | Vantum Futures Limited | Rep | Dealing in futures contracts | 2013-09-13 | 2019-12-31 |
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