Lau, Tat Yan 劉達仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Asset management | 2003-12-09 | |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2005-03-29 | |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-03-29 | |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2005-03-29 | |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-03-10 | |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-10 | |
| 9 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-03-22 | 2012-12-11 |
| 10 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-22 | 2012-12-11 |
| 11 | M&F Asset Management Limited | Rep | Dealing in securities | 2012-12-17 | 2014-08-30 |
| 12 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-17 | 2014-08-30 |
| 13 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-09-02 | 2017-04-06 |
| 14 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2014-09-02 | 2017-04-06 |
| 15 | Gary Cheng Securities Limited | Rep | Dealing in securities | 2017-04-18 | 2020-05-21 |
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