Li, Kim Ho 李劍豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-21 | 2014-09-23 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-09 | 2014-09-23 |
3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-16 | 2009-10-27 |
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