Mak, Kwok Leung (SFC:APF173) 麥國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Asset management | 2015-08-26 | 2017-07-31 | Rep | Advising on securities | 2017-03-07 | 2017-07-31 | RO | Dealing in securities | 2017-03-07 | 2017-07-31 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-10-26 | 2016-06-15 | RO | Dealing in futures contracts | 2016-06-15 | 2017-07-31 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-04 | 2016-06-15 | RO | Dealing in securities | 2016-06-15 | 2017-07-31 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-08-04 | 2021-10-20 | RO | Dealing in securities | 2021-10-20 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-08-04 | |
| 6 | Glory Sun Securities Limited | Rep | Asset management | 2017-09-04 | 2020-06-26 | Rep | Dealing in futures contracts | 2017-09-04 | 2020-06-26 | Rep | Dealing in securities | 2017-09-04 | 2020-06-26 |
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