Sze, Tak Kai 施得啟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-02 | 2015-07-17 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-02 | 2015-07-17 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-04-19 | 2021-09-15 |
| 4 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-28 | 2015-09-02 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-18 | 2009-08-28 | Rep | Dealing in futures contracts | 2015-09-30 | 2021-04-07 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-08-18 | 2009-08-28 | Rep | Dealing in securities | 2015-09-30 | 2021-04-07 | Rep | Leveraged foreign exchange trading | 2016-09-01 | 2019-12-24 | Rep | Advising on securities | 2019-12-13 | 2021-04-07 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-24 | 2022-10-24 | Rep | Advising on securities | 2021-10-15 | 2022-10-24 |
| 8 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2019-01-25 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-02-27 | 2006-05-05 | Rep | Leveraged foreign exchange trading | 2005-10-12 | 2006-05-05 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-27 | 2006-05-05 |
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