Tam, Hau Sheung 譚巧嫦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-10-28 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-10-28 | 2012-03-29 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-10-28 | 2004-02-19 | Rep | Dealing in securities | 2003-10-28 | 2012-03-29 | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2011-10-30 |
| 3 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-28 | Rep | Asset management | 2003-04-28 | Rep | Dealing in futures contracts | 2003-04-28 |
| 4 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-28 | Rep | Advising on securities | 2003-04-28 | Rep | Asset management | 2003-04-28 | Rep | Dealing in securities | 2003-04-28 |
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