Tang, Siu Kei (SFC:AXF535) 鄧兆基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-04-28 | 2013-08-20 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-28 | 2013-08-20 |
3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-06-11 | 2023-08-16 | RO | Dealing in securities | 2023-08-16 |
4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-06-11 | 2023-12-04 | RO | Dealing in futures contracts | 2023-12-04 |
5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-08-30 | 2014-05-07 |
6 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-16 | 2016-09-10 |
7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-16 | 2016-09-10 |
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