Wong, Miu Har 黃妙霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-06-02 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-06-02 | 2017-11-16 |
2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-01-09 | |
3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-28 | Rep | Advising on securities | 2003-05-28 | Rep | Asset management | 2003-05-28 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2017-11-16 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-11-28 | 2023-02-23 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-11-28 | 2023-02-23 |
6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-03-07 | Rep | Dealing in securities | 2023-03-07 |
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