Woo, Mi Ying 胡美英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Advising on securities | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Dealing in securities | 2008-10-01 | Rep | Advising on futures contracts | 2005-12-01 | 2008-10-01 | Rep | Dealing in futures contracts | 2005-12-01 | 2008-10-01 |
| 2 | BEAR STEARNS HONG KONG LIMITED | Rep | Asset management | 2004-12-09 | Rep | Advising on futures contracts | 2008-10-01 | Rep | Dealing in futures contracts | 2008-10-01 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-03-03 | 2017-08-31 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-03 | 2017-08-31 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-09-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-03-12 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-07 | 2021-03-12 |
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