Yu, Tonnie Lai Man 余麗文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-11-18 | 2011-10-01 |
| 2 | CELESTIAL FINANCE LIMITED | RO | Securities margin financing | 2005-03-31 | |
| 3 | CELESTIAL SECURITIES LIMITED | RO | Automated trading services | 2003-12-19 | 2004-02-19 | RO | Dealing in securities | 2003-12-19 | 2011-10-01 |
| 4 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2019-04-30 | 2021-06-01 | Rep | Dealing in securities | 2019-04-30 | 2021-06-01 |
| 5 | M&F Asset Management Limited | Rep | Dealing in securities | 2011-10-18 | 2011-12-19 | RO | Dealing in securities | 2011-12-19 | 2014-09-13 |
| 6 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-10-18 | 2012-03-21 | RO | Dealing in futures contracts | 2012-03-21 | 2014-09-13 | RO | Advising on futures contracts | 2012-10-10 | 2014-09-13 |
| 7 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-10-14 | 2015-01-07 | Rep | Advising on futures contracts | 2014-10-14 | 2015-05-13 | RO | Dealing in futures contracts | 2015-01-07 | 2017-11-12 | RO | Advising on futures contracts | 2015-05-13 | 2017-11-12 |
| 8 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2014-10-14 | 2015-01-07 | RO | Dealing in securities | 2015-01-07 | 2017-11-12 |
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