Li, Lai Fan 李麗芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-01-09 | 2006-07-11 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-30 | 2005-11-02 | Rep | Dealing in securities | 2007-02-21 | 2008-01-12 | Rep | Dealing in securities | 2009-04-03 | 2012-11-29 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-22 | 2009-03-14 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-05-11 | 2005-09-27 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-12-22 | 2005-05-04 |
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