Lui, Chung Ting 呂仲庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-02-22 | 2022-12-02 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | 2023-03-22 | 2024-01-27 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 2024-02-14 |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-05-10 | 2011-04-27 | CELESTIAL SECURITIES LIMITED | Rep | 2011-05-17 | 2022-12-02 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | 2023-03-22 | 2024-01-27 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | 2024-02-14 |
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