Ng, Eva Oi Wan 吳璦琿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Asset management | 2013-12-06 | 2014-01-21 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-07 | 2013-07-13 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-25 | 2013-07-13 |
| 4 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-16 | |
| 5 | CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-16 | 2022-02-07 |
| 6 | CMB International Securities Limited | Rep | Advising on securities | 2018-08-16 | Rep | Dealing in securities | 2018-08-16 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-20 | 2010-10-22 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-03-20 | 2010-10-22 |
| 9 | HALCYON SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-02-25 | 2014-03-28 | Rep | Dealing in securities | 2014-02-25 | 2014-03-28 |
| 10 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-04-22 | 2018-07-23 |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-04-22 | 2018-07-23 |
| 12 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-09-05 | 2014-01-21 |
| 13 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-05 | 2014-01-21 |
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