Ng, Pauline Po Yuen 吳溥潤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-24 | 2017-11-01 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2005-09-30 |
| 3 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on securities | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Dealing in securities | 2005-02-04 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-04-03 | 2008-05-30 | Rep | Advising on securities | 2006-06-08 | 2008-03-20 |
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