Ngai, Suet Mui 魏雪梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-03-03 | |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2004-04-16 | Rep | Dealing in securities | 2004-06-18 | 2018-01-16 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-04-16 | 2004-06-04 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-02-22 | 2023-04-06 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-04-26 |
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