Shum, Connie Wai Yin 岑慧賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-12 | 2019-09-27 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-01-09 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-10-22 | 2004-02-19 | Rep | Dealing in securities | 2003-10-22 | 2011-10-21 | Rep | Dealing in securities | 2014-09-12 | 2019-09-27 |
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