Chow, Johnson Chung Shun 周忠信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Awaken Thunder Capital Limited | RO | Advising on securities | 2020-12-15 | 2022-02-01 | RO | Asset management | 2020-12-15 | 2022-02-01 | RO | Dealing in securities | 2020-12-15 | 2022-02-01 |
| 2 | CENTALINE SECURITIES LIMITED | RO | Dealing in securities | 2011-10-07 | 2016-03-31 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2004-04-02 | 2016-03-31 | RO | Asset management | 2007-05-21 | 2016-03-31 | RO | Dealing in securities | 2007-05-21 | 2016-03-31 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2003-09-08 |
| 5 | Global Finance Asset Management Limited | RO | Advising on securities | 2022-09-09 | RO | Asset management | 2022-09-09 |
| 6 | JQ Securities (Hong Kong) Limited | RO | Advising on securities | 2018-05-04 | 2020-01-31 | RO | Asset management | 2018-05-04 | 2020-01-31 | RO | Dealing in securities | 2018-05-04 | 2020-01-31 |
| 7 | Yupei Fortune Capital Limited | RO | Advising on securities | 2016-11-28 | 2018-04-26 | RO | Asset management | 2016-11-28 | 2018-04-26 | RO | Dealing in securities | 2016-11-28 | 2018-04-26 |
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