Lee, Kendy 李健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2013-09-30 | 2013-11-12 | RO | Dealing in securities | 2013-11-12 | 2015-04-18 |
| 2 | CENTALINE SECURITIES LIMITED | RO | Dealing in securities | 2011-10-07 | 2013-07-06 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-10-21 | 2007-07-30 | RO | Advising on securities | 2007-07-30 | 2013-07-06 | RO | Dealing in securities | 2007-07-30 | 2013-07-06 | Rep | Asset management | 2008-08-21 | 2013-07-06 |
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