Lee, Kendy 李健

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTALINE WEALTH MANAGEMENT LIMITED Rep Advising on securities 2004-10-21 2007-07-30
2 CENTALINE WEALTH MANAGEMENT LIMITED Rep Asset management 2008-08-21 2013-07-06
3 AXA CHINA REGION INVESTMENT SERVICES LIMITED Rep Dealing in securities 2013-09-30 2013-11-12
4 CENTALINE WEALTH MANAGEMENT LIMITED RO Advising on securities 2007-07-30 2013-07-06
5 CENTALINE WEALTH MANAGEMENT LIMITED RO Dealing in securities 2007-07-30 2013-07-06
6 CENTALINE SECURITIES LIMITED RO Dealing in securities 2011-10-07 2013-07-06
7 AXA CHINA REGION INVESTMENT SERVICES LIMITED RO Dealing in securities 2013-11-12 2015-04-18

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