Sin, Lilian Wai Yee 冼惠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE SECURITIES LIMITED | RO | Dealing in securities | 2011-10-07 | 2014-04-15 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-08-28 | 2006-06-06 | Rep | Advising on securities | 2010-11-03 | 2014-04-15 | Rep | Dealing in securities | 2010-11-03 | 2014-04-15 | Rep | Asset management | 2011-04-06 | 2011-06-22 | RO | Asset management | 2011-06-22 | 2014-04-15 |
| 3 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2006-06-16 | 2010-06-30 | Rep | Asset management | 2006-06-19 | 2010-06-30 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-19 | 2010-09-15 |
| 5 | Keming Capital (HK) Limited | RO | Advising on securities | 2020-06-05 | RO | Asset management | 2020-06-05 |
| 6 | Old Peak Capital Limited | Rep | Advising on securities | 2016-04-06 | 2016-04-12 | Rep | Asset management | 2016-04-06 | 2016-04-12 | RO | Advising on securities | 2016-04-12 | 2017-03-06 | RO | Asset management | 2016-04-12 | 2017-03-06 |
| 7 | Redbridge Global Strategies Limited | RO | Advising on securities | 2017-09-20 | 2019-06-10 | RO | Asset management | 2017-09-20 | 2019-06-10 | RO | Dealing in securities | 2017-09-20 | 2019-06-10 |
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