Lai, Yuen Yee (SFC:AOV189) 黎婉兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2016-10-26 | 2023-01-01 | Rep | Dealing in securities | 2016-10-26 | 2023-01-01 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-04-27 | 2007-10-23 | Rep | Advising on securities | 2010-09-10 | 2012-05-11 | Rep | Dealing in securities | 2010-09-10 | 2012-05-11 | Rep | Dealing in securities | 2013-08-07 | 2016-09-23 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-04 | 2009-09-02 |
| 4 | iBest Consultants Limited | Rep | Advising on securities | 2007-11-29 | 2009-09-02 | Rep | Asset management | 2007-12-19 | 2009-09-02 | Rep | Dealing in securities | 2009-04-24 | 2009-09-02 |
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