Yu, Peter Yin Chung 余硯頌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-02 | 2004-11-25 | RO | Dealing in securities | 2004-11-25 | 2023-08-31 | RO | Advising on securities | 2017-12-14 | 2023-08-31 | Rep | Advising on securities | 2023-08-31 | 2023-12-31 | Rep | Dealing in securities | 2023-08-31 | 2023-12-31 |
| 2 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-16 | Rep | Advising on securities | 2003-10-16 | Rep | Asset management | 2003-10-16 | Rep | Dealing in securities | 2004-07-31 |
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