Chu, Tai Wa 朱大華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-17 | |
2 | GRAND ONWARD SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-26 | Rep | Advising on securities | 2005-01-26 | Rep | Asset management | 2005-01-26 | Rep | Dealing in securities | 2005-02-24 |
3 | SHUN HENG SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-24 | 2005-05-14 |
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