Lo, Jimmy Kwok Man 盧國文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-08-23 | 2007-08-02 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-22 | 2005-08-18 |
| 3 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-16 | 2012-06-22 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-01 | 2016-04-13 |
| 5 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2004-02-12 | 2004-03-08 |
| 6 | WING ON SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Dealing in securities | 2004-02-10 |
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