Tang, Wai Yi (SFC:AJM660) 鄧惠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-17 | 2013-08-21 | Quam Securities Limited | Rep | 2013-11-06 | 2017-03-28 | AAA Securities Co. Limited | Rep | 2017-04-06 | 2017-05-26 | AAA Securities Co. Limited | RO | 2017-05-26 |
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