Wong, Alie Chi Chiu 黃子超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-31 | 2004-06-09 | RO | Dealing in securities | 2004-06-09 | 2005-04-13 | Rep | Dealing in securities | 2005-04-13 | 2017-10-13 | RO | Advising on securities | 2017-10-13 | RO | Dealing in securities | 2017-10-13 |
| 2 | CEPAALLIANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-10-16 | |
| 3 | INTERCHINA FUTURES LIMITED | RO | Advising on futures contracts | 2004-01-14 | RO | Asset management | 2004-01-14 | RO | Dealing in futures contracts | 2004-03-30 |
| 4 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in securities | 2004-03-30 |
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