Chan, James Man Chun 陳文俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Capital International (Hong Kong) Co., Limited | RO | Leveraged foreign exchange trading | 2009-10-06 | 2012-07-31 |
2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-04 | 2005-10-04 |
3 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2006-11-04 | 2008-12-03 | RO | Leveraged foreign exchange trading | 2008-12-03 | 2009-02-16 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-14 | 2006-05-12 |
5 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2017-10-13 | 2020-03-30 |
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