Pang, Andrew Leung Wai 彭量為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | RO | Asset management | 2011-03-18 | 2013-09-13 | Rep | Advising on securities | 2012-02-15 | 2012-08-10 | Rep | Dealing in securities | 2012-02-15 | 2013-09-13 | RO | Advising on securities | 2012-08-10 | 2013-09-13 |
| 2 | China Finance Holdings Limited | RO | Dealing in securities | 2016-05-06 | 2016-09-19 |
| 3 | China On Securities Limited | Rep | Asset management | 2020-12-28 | 2021-01-05 | Rep | Dealing in securities | 2020-12-28 | 2021-01-05 | RO | Asset management | 2021-01-05 | 2021-10-04 | RO | Dealing in securities | 2021-01-05 | 2021-10-04 |
| 4 | Finet Securities Limited | RO | Advising on securities | 2016-03-07 | 2016-09-19 | RO | Asset management | 2016-03-07 | 2016-09-19 | RO | Dealing in securities | 2016-05-06 | 2016-09-19 |
| 5 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-21 | 2016-10-06 | RO | Dealing in securities | 2016-10-06 | 2016-11-23 | Rep | Dealing in securities | 2016-11-23 | 2018-02-28 |
| 6 | Fortune Asset Management Limited | Rep | Advising on securities | 2016-09-21 | 2016-10-06 | Rep | Asset management | 2016-09-21 | 2016-10-06 | RO | Advising on securities | 2016-10-06 | 2018-09-18 | RO | Asset management | 2016-10-06 | 2018-09-18 |
| 7 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2015-04-30 | 2015-06-24 | RO | Asset management | 2015-04-30 | 2015-06-24 |
| 8 | MIS SERVICES LIMITED (d2019-06-01) | RO | Asset management | 2007-07-05 | |
| 9 | SDHG International Asset Management Limited | RO | Advising on securities | 2015-08-27 | 2016-03-01 | RO | Asset management | 2015-08-27 | 2016-03-01 |
| 10 | Suntek Financial Investment Company Limited | RO | Advising on securities | 2019-01-16 | 2020-12-01 | RO | Asset management | 2019-01-16 | 2020-12-01 | RO | Dealing in securities | 2019-09-18 | 2020-12-01 |
| 11 | YUE XIU ASSET MANAGEMENT LIMITED | RO | Asset management | 2013-09-26 | 2015-04-23 |
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