Wu, Biwei 鄔必偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | RO | Dealing in securities | 2007-06-07 | 2012-08-14 | RO | Dealing in futures contracts | 2008-03-20 | 2012-08-14 | RO | Advising on futures contracts | 2009-05-29 | 2012-08-14 | RO | Advising on securities | 2009-05-29 | 2012-08-14 | RO | Leveraged foreign exchange trading | 2009-10-06 | 2012-08-14 | RO | Asset management | 2011-03-18 | 2012-08-14 |
| 2 | Futu Securities International (HONG KONG) Limited | RO | Dealing in futures contracts | 2014-11-25 | RO | Dealing in securities | 2014-11-25 | RO | Advising on securities | 2015-06-02 | RO | Asset management | 2015-07-24 | RO | Advising on futures contracts | 2018-08-07 | RO | Automated trading services | 2019-08-09 | RO | Leveraged foreign exchange trading | 2020-12-28 |
| 3 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2012-10-15 | 2012-10-25 | RO | Dealing in futures contracts | 2012-10-25 | 2014-09-30 |
| 4 | Rifa Securities Limited | Rep | Dealing in securities | 2012-10-15 | 2012-10-25 | RO | Dealing in securities | 2012-10-25 | 2014-09-30 |
| 5 | TFI Asset Management Limited | Rep | Advising on securities | 2012-10-15 | 2012-10-25 | RO | Advising on securities | 2012-10-25 | 2014-09-30 | RO | Advising on futures contracts | 2014-03-10 | 2014-09-30 | RO | Asset management | 2014-06-27 | 2014-09-30 |
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