Zhu, Lehui 朱樂輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2009-04-15 | 2011-08-22 | Rep | Dealing in securities | 2009-07-13 | 2016-05-20 | Rep | Leveraged foreign exchange trading | 2009-11-19 | 2016-05-20 | RO | Dealing in futures contracts | 2011-08-22 | 2016-05-20 | RO | Advising on futures contracts | 2012-09-24 | 2016-05-20 |
| 2 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-06-29 | 2016-08-26 | Rep | Dealing in futures contracts | 2016-06-29 | 2016-08-26 | RO | Advising on futures contracts | 2016-08-26 | RO | Dealing in futures contracts | 2016-08-26 |
| 3 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-06-29 | 2017-05-10 | RO | Dealing in securities | 2017-05-10 | RO | Advising on securities | 2017-11-09 |
| 4 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-24 | 2009-04-11 |
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