Bai, Shaonan 伯紹楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2011-02-25 | 2014-04-17 | Rep | Dealing in securities | 2011-08-19 | 2016-02-05 | Rep | Leveraged foreign exchange trading | 2011-08-19 | 2016-02-05 | RO | Dealing in futures contracts | 2014-04-17 | 2016-02-05 |
| 2 | CITIC CFI Securities Company Limited | Rep | Dealing in securities | 2022-07-12 | |
| 3 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2022-04-11 | |
| 4 | ZHONGDA (HONGKONG) FUTURES LIMITED | RO | Dealing in futures contracts | 2017-01-13 | 2022-02-15 | RO | Dealing in securities | 2018-10-10 | 2022-02-15 |
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