Lau, Ho Yin (SFC:AXV971) 劉浩賢

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SILVER NILE GLOBAL INVESTMENTS LIMITED Rep Advising on securities 2020-03-31 2020-08-03
Generations Partners Company Limited RO 2022-11-18
2 VMS Asset Management Limited Rep Asset management 2019-05-27 2020-02-07
SILVER NILE GLOBAL INVESTMENTS LIMITED Rep 2020-03-06 2020-08-03
Generations Partners Company Limited RO 2022-11-18
3 CES Capital International (Hong Kong) Co., Limited Rep Dealing in futures contracts 2011-09-09 2011-10-10
CNI Securities Group Limited Rep 2012-03-21 2013-02-14
China Galaxy International Futures (Hong Kong) Co., Limited Rep 2013-03-04 2013-07-02
CNI Securities Group Limited Rep 2013-07-09 2014-01-20
PHILLIP COMMODITIES (H.K.) LIMITED Rep 2014-04-14 2014-04-26
4 CNI Securities Group Limited Rep Dealing in securities 2012-03-21 2013-02-14
China Galaxy International Securities (Hong Kong) Co., Limited Rep 2013-03-04 2013-07-02
CNI Securities Group Limited Rep 2013-07-09 2014-01-20
PHILLIP SECURITIES (HONG KONG) LIMITED Rep 2014-04-14 2014-04-26
VMS Securities Limited Rep 2019-05-27 2020-02-07
SILVER NILE GLOBAL INVESTMENTS LIMITED Rep 2020-03-06 2020-08-03

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