Lau, Ho Yin (SFC:AXV971) 劉浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | VMS Securities Limited | Rep | Dealing in securities | 2019-05-27 | 2020-02-07 |
| 2 | VMS Asset Management Limited | Rep | Asset management | 2019-05-27 | 2020-02-07 |
| 3 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2020-03-06 | 2020-08-03 | Rep | Dealing in securities | 2020-03-06 | 2020-08-03 | Rep | Advising on securities | 2020-03-31 | 2020-08-03 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-04-14 | 2014-04-26 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-04-14 | 2014-04-26 |
| 6 | Generations Partners Company Limited | RO | Advising on securities | 2022-11-18 | RO | Asset management | 2022-11-18 |
| 7 | CNI Securities Group Limited | Rep | Dealing in futures contracts | 2012-03-21 | 2013-02-14 | Rep | Dealing in securities | 2012-03-21 | 2013-02-14 | Rep | Dealing in futures contracts | 2013-07-09 | 2014-01-20 | Rep | Dealing in securities | 2013-07-09 | 2014-01-20 |
| 8 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-03-04 | 2013-07-02 |
| 9 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-03-04 | 2013-07-02 |
| 10 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2011-09-09 | 2011-10-10 |
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