Chan, Winnie Wai Yee 陳慧薏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAN NGOK MING SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-11 | Rep | Advising on securities | 2004-06-11 | Rep | Asset management | 2004-06-11 | Rep | Dealing in securities | 2005-03-08 | RO | Dealing in securities | 2005-03-08 | 2023-02-21 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-03-15 |
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