Hui, Eddie Tin Tak 許天達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-22 | NEW TREND FUTURES LIMITED | Rep | 2004-01-20 | 2004-10-25 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 2009-06-29 | 2016-08-31 |
| 2 | CAIIS Limited | Rep | Advising on securities | 2006-05-08 | 2008-11-13 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 2009-06-29 | 2015-12-15 | CHARLES SCHWAB, HONG KONG, LIMITED | RO | 2015-12-15 | 2016-11-14 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Asset management | 2003-04-22 | |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-22 | ADMIS Hong Kong Limited | Rep | 2003-04-30 | 2003-12-30 | NEW TREND FUTURES LIMITED | Rep | 2004-01-09 | 2005-03-24 |
| 5 | CAIIS Limited | Rep | Dealing in securities | 2006-07-12 | 2008-11-13 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 2009-06-29 | 2015-12-15 | CHARLES SCHWAB, HONG KONG, LIMITED | RO | 2015-12-15 | 2016-11-14 |
| 6 | REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-08 | 2003-12-30 |
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