Wong, Ho Ching (SFC:AMZ186) 黃可靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2008-01-15 | 2024-05-27 | Rep | Dealing in securities | 2008-01-15 | 2024-05-27 | Rep | Advising on futures contracts | 2008-01-29 | 2016-08-24 | RO | Advising on securities | 2024-05-27 | RO | Dealing in securities | 2024-05-27 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-01-26 | 2007-07-10 | Rep | Dealing in securities | 2006-01-26 | 2007-07-10 |
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