Mok, Pui Chung 莫沛聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEER UNION SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-20 | |
| 2 | CHEER UNION SECURITIES LIMITED | Rep | Advising on securities | 2003-09-20 | |
| 3 | CHEER UNION SECURITIES LIMITED | Rep | Asset management | 2003-09-20 | |
| 4 | CHEER UNION SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-14 | |
| 5 | MALAHON SECURITIES LIMITED | Rep | Dealing in securities | 2024-03-12 | 2024-05-16 |
| 6 | Prior Asset Management Limited | RO | Advising on securities | 2023-11-01 | 2024-02-26 |
| 7 | Prior Asset Management Limited | RO | Asset management | 2023-11-01 | 2024-02-26 |
| 8 | CHEER UNION SECURITIES LIMITED | RO | Dealing in securities | 2017-08-14 | 2022-08-31 |
| 9 | Prior Securities Limited | RO | Dealing in securities | 2022-10-05 | 2024-02-26 |
| 10 | MALAHON SECURITIES LIMITED | RO | Dealing in securities | 2024-05-16 |
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