Chau, Wan Chi 周韻姿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-07-07 | |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-07-07 | |
| 3 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2004-07-07 | |
| 4 | CHIEF COMMODITIES LIMITED | Rep | Asset management | 2004-07-07 | |
| 5 | CHIEF SECURITIES LIMITED | Rep | Asset management | 2004-07-07 | |
| 6 | CHIEF SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | |
| 7 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-18 | |
| 8 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-18 | |
| 9 | CHIEF COMMODITIES LIMITED | RO | Dealing in futures contracts | 2004-08-18 | 2015-12-18 |
| 10 | CHIEF SECURITIES LIMITED | RO | Dealing in securities | 2004-08-18 | 2015-12-18 |
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