Chik, Upton Pui Cheong 戚培昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-03 | 2004-07-27 | CELESTIAL COMMODITIES LIMITED | Rep | 2006-01-20 | 2008-02-18 | KGI FUTURES (HONG KONG) LIMITED | Rep | 2008-02-26 | 2008-08-16 | CHIEF COMMODITIES LIMITED | Rep | 2008-09-24 | 2016-06-08 | TD Ameritrade Hong Kong Limited | Rep | 2017-11-14 | 2018-09-21 |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-03-25 | 2004-04-14 | BOCI SECURITIES LIMITED | Rep | 2004-05-03 | 2004-07-27 | Sino-Rich Securities & Futures Limited | Rep | 2005-04-12 | 2005-06-20 | CELESTIAL SECURITIES LIMITED | Rep | 2006-01-20 | 2008-02-18 | KGI ASIA LIMITED | Rep | 2008-02-26 | 2008-08-16 | KGI SECURITIES (HONG KONG) LIMITED | Rep | 2008-02-26 | 2008-08-16 | CHIEF SECURITIES LIMITED | Rep | 2008-09-24 | 2016-06-08 | QMIS Securities Limited | Rep | 2016-07-27 | 2016-08-07 | BLUESTONE SECURITIES (HK) CO., LIMITED | Rep | 2016-08-17 | 2016-08-18 | TD Ameritrade Hong Kong Limited | Rep | 2017-11-14 | 2018-09-21 |
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