Kwan, Lim Pong 關念邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-11-14 | 2016-12-19 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-12 | 2016-12-19 | Rep | Advising on securities | 2016-05-12 | 2016-12-19 |
| 3 | Minmetals Financial Services Limited | RO | Advising on futures contracts | 2018-10-08 | RO | Dealing in futures contracts | 2018-10-08 |
| 4 | XIN HUA SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2016-12-23 | 2017-03-27 | RO | Dealing in futures contracts | 2016-12-23 | 2017-03-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy